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Administrative proceeding
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961	INITIAL DECISION RELEASE NO. 652 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 12:43:04 73rd United States Congress Government Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial regulation SEC filings United States securities law United States Securities and Exchange Commission
962	INITIAL DECISION RELEASE NO. 646 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 13:17:20 Form 10-K Form 8-K U.S. Securities and Exchange Commission Government Computed tomography laser mammography Financial regulation Politics of the United States SEC filings Securities and Exchange Commission Form 10-Q Securities Exchange Act
963	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: ) Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:11 United States Securities and Exchange Commission United States securities law Plaintiff Law Financial regulation 73rd United States Congress New Deal Securities Act
964	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Jeffrey Garland Kelly, Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:54 United States Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress New Deal Securities Act
965	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: PPE-Life, Inc., Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:07
966	ADMINISTRATIVE PROCEEDING BEFORE THE 2 SECURITIES COMMISSIONER OF SOUTH CAROLINA 3 4 Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:03 Primary dealers Investment banks Finance Auction rate security Bonds Goldman Sachs Security Securities market Dutch auction Investment Financial economics Securities
967	ADMINISTRATIVE PROCEEDING 2 BEFORE THE 3 Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:08 Stifel Nicolaus Securities Auction rate security United States securities law Repurchase agreement Security Securities Act Federal Reserve System Financial economics Investment Finance
968	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA In the matter of Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:50 United States securities law Financial services Financial adviser Investment Registered representative U.S. Securities and Exchange Commission Investment Advisor Broker-dealer Federal Reserve System Finance Financial economics Business
969	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:09 United States Securities and Exchange Commission United States securities law Promissory note Finance Financial economics Financial system 73rd United States Congress New Deal Securities Act
970	ADMINISTRATIVE PROCEEDING BEFORE THE 2 SECURITIES COMMISSIONER OF SOUTH CAROLINA Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:07 Investment banks House of Morgan Primary dealers Auction rate security Bonds Securities Morgan Stanley Closed-end fund Repurchase agreement Investment Financial economics Finance

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